Chief Compliance Officer · ALM First Financial Advisors LLC
Justin C. Dausch
CRD 6919209 · Named on Form ADV at 2 SEC-registered advisers
At a glance
ALM First Financial Advisors LLC, an SEC-registered asset manager based in Dallas, TX with $76.2 billion in regulatory assets, lists Justin C. Dausch on its Form ADV as Chief Compliance Officer. The SEC filings also name Justin at 1 other registered adviser.
Firms and roles
- ALM First Financial Advisors LLCChief Compliance OfficerAsset manager · Dallas, TX · $76B in regulatory assets
- Personal CFO Solutions LLCChief Compliance OfficerWealth manager · Chester, NJ · $1.6B in regulatory assets
AtlasMembers
Justin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Emily M. HollisManaging Partner, CEO, ALM First Financial Advisors LLC
- Michael E. EnsweilerPrincipal, ALM First Financial Advisors LLC
- John A. GrafDirector, ALM First Financial Advisors LLC
- Jason W. HaleyChief Investment Officer and President, ALM First Financial Advisors LLC
- Vikas M. KalraPlatform Director, ALM First Financial Advisors LLC
4 more people named with Justin on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Justin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.