Member · Swan Global Management
Laura K Swan
CRD 6446463 · Named on Form ADV at one SEC-registered adviser
At a glance
Swan Global Management, an SEC-registered asset manager based in Humacao, PR with $2.4 billion in regulatory assets, lists Laura K Swan on its Form ADV as Member.
Firms and roles
- Swan Global ManagementMemberAsset manager · Humacao, PR · $2.4B in regulatory assets
AtlasMembers
Laura’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Randall W. SwanCEO, Managing Member, Swan Global Management
- Bradley O. AckermanChief Compliance Officer, Swan Global Management
- Ethan BatesCFO, Swan Global Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Laura’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.