Chairman of the Board · American Investors Co
Larry Chaiya Lee
CRD 305344 · Named on Form ADV at one SEC-registered adviser
At a glance
American Investors Co, an SEC-registered broker-dealer firm based in SAN Ramon, CA with $631 million in regulatory assets, lists Larry Chaiya Lee on its Form ADV as Chairman of the Board, a control person.
Firms and roles
- American Investors CoChairman of the BoardBroker-dealer firm · SAN Ramon, CA · $631M in regulatory assets
AtlasMembers
Larry’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Nicholas Cowles CochranVice-President, American Investors Co
- Emmanuel Sabale ComesChief Compliance Officer, American Investors Co
- Elizabeth Sarah CollinsPrincipal Financial Officer, American Investors Co
- Elaine Joyce YeeShareholder, American Investors Co
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Larry’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.