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Chief Compliance Officer · American Investors Co

Emmanuel Sabale Comes

CRD 2601437 · Named on Form ADV at one SEC-registered adviser

At a glance

American Investors Co, an SEC-registered broker-dealer firm based in SAN Ramon, CA with $631 million in regulatory assets, lists Emmanuel Sabale Comes on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • American Investors CoChief Compliance OfficerBroker-dealer firm · SAN Ramon, CA · $631M in regulatory assets

AtlasMembers

Emmanuel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Emmanuel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.