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Shareholder · Complus Asset Management (UK) Limited

Kwok Ching Kam

CRD 6691789 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Complus Asset Management (UK) Limited, an SEC-registered private fund adviser based in London, United Kingdom with $5.9 billion in regulatory assets, lists Kwok Ching Kam on its Form ADV as Shareholder, a control person. The SEC filings also name Kwok at 2 other registered advisers.

Firms and roles

AtlasMembers

Kwok’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Francois J. HoraChief Compliance Officer, Chief Executive Officer, Director, Complus Asset Management (UK) Limited
  • Rajeev LeekhaDirector, Shareholder, Complus Asset Management (UK) Limited
  • Tao Ping CheungChief Operations Officer, Complus Asset Management Limited
  • Ivan E. GohChief Compliance Officer, Complus Asset Management Limited
  • Seoh Leng GohDirector, Complus Asset Management (singapore) PTE. LTD.

1 more person named with Kwok on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kwok’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.