Chief Compliance Officer · Complus Asset Management Limited
Ivan E. Goh
CRD 6318439 · Named on Form ADV at one SEC-registered adviser
At a glance
Complus Asset Management Limited, an SEC-registered private fund adviser based in Hong Kong, Hong Kong with $5.9 billion in regulatory assets, lists Ivan E. Goh on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Complus Asset Management LimitedChief Compliance OfficerPrivate fund adviser · Hong Kong, Hong Kong · $5.9B in regulatory assets
AtlasMembers
Ivan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Kwok Ching KamDirector / Chief Investment Officer, Complus Asset Management Limited
- Rajeev LeekhaDirector / Co-Chief Investment Officer, Complus Asset Management Limited
- Francois J. HoraChief Executive Officer, Complus Asset Management Limited
- Tao Ping CheungChief Operations Officer, Complus Asset Management Limited
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ivan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.