General Counsel and Owner · Capzone Management LLC
Kimberly J. Lake
CRD 7884029 · Named on Form ADV at one SEC-registered adviser
At a glance
Capzone Management LLC, an SEC-registered private fund adviser based in Norwalk, CT with $202 million in regulatory assets, lists Kimberly J. Lake on its Form ADV as General Counsel and Owner, a control person.
Firms and roles
- Capzone Management LLCGeneral Counsel and OwnerPrivate fund adviser · Norwalk, CT · $202M in regulatory assets
AtlasMembers
Kimberly’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Charles T. LakePresident, Capzone Management LLC
- Jaime M. McPheeChief Compliance Officer, Capzone Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kimberly’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.