President · Capzone Management LLC
Charles T. Lake
CRD 7884046 · Named on Form ADV at one SEC-registered adviser
At a glance
Capzone Management LLC, an SEC-registered private fund adviser based in Norwalk, CT with $202 million in regulatory assets, lists Charles T. Lake on its Form ADV as President, a control person.
Firms and roles
- Capzone Management LLCPresidentPrivate fund adviser · Norwalk, CT · $202M in regulatory assets
AtlasMembers
Charles’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Kimberly J. LakeGeneral Counsel and Owner, Capzone Management LLC
- Jaime M. McPheeChief Compliance Officer, Capzone Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.