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Chief Compliance Officer · LFA

Kimberly M. Foster

CRD 3134613 · Named on Form ADV at one SEC-registered adviser

At a glance

LFA, an SEC-registered wealth manager based in St. Cloud, MN with $351 million in regulatory assets, lists Kimberly M. Foster on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • LFAChief Compliance OfficerWealth manager · St. Cloud, MN · $351M in regulatory assets

AtlasMembers

Kimberly’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kimberly’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.