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Vice President, Chief Operations Officer · LFA

James F. Schmitz

CRD 5543666 · Named on Form ADV at one SEC-registered adviser

At a glance

LFA, an SEC-registered wealth manager based in St. Cloud, MN with $351 million in regulatory assets, lists James F. Schmitz on its Form ADV as Vice President, Chief Operations Officer, a control person.

Firms and roles

  • LFAVice President, Chief Operations OfficerWealth manager · St. Cloud, MN · $351M in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.