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Wealth Client Management Senior Executive/control Principal · Wells Fargo Advisors

Kimberly Crowder Ta

CRD 4717506 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Wells Fargo Advisors, an SEC-registered broker-dealer firm based in St. Louis, MO with $671.4 billion in regulatory assets, lists Kimberly Crowder Ta on its Form ADV as Wealth Client Management Senior Executive/control Principal, a control person. The SEC filings also name Kimberly at 1 other registered adviser.

Firms and roles

  • Wells Fargo AdvisorsWealth Client Management Senior Executive/control PrincipalBroker-dealer firm · St. Louis, MO · $671B in regulatory assets
  • Wells Fargo AdvisorsBoard of Managers/control PrincipalBroker-dealer firm · St. Louis, MO · $252B in regulatory assets

AtlasMembers

Kimberly’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (13)

  • Erik Anthony KaranikBoard of Managers, Wells Fargo Advisors
  • Barry SommersChief Executive Officer / Board of Managers, Wells Fargo Advisors
  • Darrell CronkHead of Investment Solutions / WIM Chief Investment Officer / Board of Managers / Control Principal, Wells Fargo Advisors
  • Sol GindiPresident / Head of WIM Distribution / Board of Managers / Control Principal, Wells Fargo Advisors
  • David Ward SaundersDesignated State Principal, Wells Fargo Advisors

8 more people named with Kimberly on the same filings, with titles and firms. Free in Atlas with a free account.

See all 13 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kimberly’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.