Designated State Principal · Wells Fargo Advisors
David Ward Saunders
CRD 2448617 · Named on Form ADV at one SEC-registered adviser
At a glance
Wells Fargo Advisors, an SEC-registered broker-dealer firm based in St. Louis, MO with $671.4 billion in regulatory assets, lists David Ward Saunders on its Form ADV as Designated State Principal, a control person.
Firms and roles
- Wells Fargo AdvisorsDesignated State PrincipalBroker-dealer firm · St. Louis, MO · $671B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Erik Anthony KaranikBoard of Managers, Wells Fargo Advisors
- Barry SommersChief Executive Officer / Board of Managers, Wells Fargo Advisors
- Darrell CronkHead of Investment Solutions / WIM Chief Investment Officer / Board of Managers / Control Principal, Wells Fargo Advisors
- Sol GindiPresident / Head of WIM Distribution / Board of Managers / Control Principal, Wells Fargo Advisors
- Rakesh PatelChief Financial Officer / Board of Managers, Wells Fargo Advisors
4 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.