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Senior Vice President, Financial Advisor, Shareholder · Sage, Rutty & Co., Inc.

Kim Lisbeth Nugent

CRD 4759283 · Named on Form ADV at one SEC-registered adviser

At a glance

Sage, Rutty & Co., Inc., an SEC-registered broker-dealer firm based in Rochester, NY with $3.5 billion in regulatory assets, lists Kim Lisbeth Nugent on its Form ADV as Senior Vice President, Financial Advisor, Shareholder.

Firms and roles

  • Sage, Rutty & Co., Inc.Senior Vice President, Financial Advisor, ShareholderBroker-dealer firm · Rochester, NY · $3.5B in regulatory assets

AtlasMembers

Kim’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (19)

14 more people named with Kim on the same filings, with titles and firms. Free in Atlas with a free account.

See all 19 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kim’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.