Executive Chairman, Shareholder, Director · Sage, Rutty & Co., Inc.
Wayne Foster Holly
CRD 1019229 · Named on Form ADV at one SEC-registered adviser
At a glance
Sage, Rutty & Co., Inc., an SEC-registered broker-dealer firm based in Rochester, NY with $3.5 billion in regulatory assets, lists Wayne Foster Holly on its Form ADV as Executive Chairman, Shareholder, Director, a control person.
Firms and roles
- Sage, Rutty & Co., Inc.Executive Chairman, Shareholder, DirectorBroker-dealer firm · Rochester, NY · $3.5B in regulatory assets
AtlasMembers
Wayne’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (19)
- James Paul BurkeSecretary, Vice President, Shareholder, Sage, Rutty & Co., Inc.
- Sandra Jean WehnerShareholder, Sage, Rutty & Co., Inc.
- Douglas Evans III ParkerDirector, Shareholder, Financial Advisor, Senior Vice President, Sage, Rutty & Co., Inc.
- Robert John FalveyShareholder (10/1996), Sage, Rutty & Co., Inc.
- Matthew James LaceyController,treasurer, Finop, Shareholder, Sage, Rutty & Co., Inc.
14 more people named with Wayne on the same filings, with titles and firms. Free in Atlas with a free account.
See all 19 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wayne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.