Managing Member, CEO and President · Main Management, LLC
Kim D. Arthur
CRD 1754934 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Main Management, LLC, an SEC-registered wealth manager based in SAN Francisco, CA with $1.9 billion in regulatory assets, lists Kim D. Arthur on its Form ADV as Managing Member, CEO and President, a control person. The SEC filings also name Kim at 2 other registered advisers.
Firms and roles
- Main Management, LLCManaging Member, CEO and PresidentWealth manager · SAN Francisco, CA · $1.9B in regulatory assets
- Main Management ETF Advisors, LLCPresident and Chief Executive OfficerAsset manager · SAN Francisco, CA · $2.8B in regulatory assets
- Main Management Fund Advisors, LLCPresident and Chief Executive OfficerAsset manager · SAN Francisco, CA · $1.0B in regulatory assets
AtlasMembers
Kim’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- James W. ConcidineManaging Member, Main Management, LLC
- Mary MinerMember, Main Management, LLC
- BLAINE A. DOCKERManaging Member, Main Management, LLC
- Hafeez A. EsmailChief Compliance Officer, Main Management, LLC
- Joseph P. LaBarberaChief Operations Officer, Main Management, LLC
1 more person named with Kim on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kim’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.