Chief Compliance Officer · Main Management ETF Advisors, LLC
Hafeez A. Esmail
CRD 2567325 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Main Management ETF Advisors, LLC, an SEC-registered asset manager based in SAN Francisco, CA with $2.8 billion in regulatory assets, lists Hafeez A. Esmail on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Hafeez at 2 other registered advisers.
Firms and roles
- Main Management ETF Advisors, LLCChief Compliance OfficerAsset manager · SAN Francisco, CA · $2.8B in regulatory assets
- Main Management, LLCChief Compliance OfficerWealth manager · SAN Francisco, CA · $1.9B in regulatory assets
- Main Management Fund Advisors, LLCChief Compliance OfficerAsset manager · SAN Francisco, CA · $1.0B in regulatory assets
AtlasMembers
Hafeez’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (6)
- Kim D. ArthurPresident and Chief Executive Officer, Main Management ETF Advisors, LLC
- Joseph P. LaBarberaSecretary and Chief Operating Officer, Main Management ETF Advisors, LLC
- James W. ConcidineManaging Member, Main Management, LLC
- Mary MinerMember, Main Management, LLC
- BLAINE A. DOCKERManaging Member, Main Management, LLC
1 more person named with Hafeez on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Hafeez’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.