Finop · Pinnacle Investments, LLC
Kenneth Ronald George
CRD 2643369 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Pinnacle Investments, LLC, an SEC-registered broker-dealer firm based in East Syracuse, NY with $1.3 billion in regulatory assets, lists Kenneth Ronald George on its Form ADV as Finop. The SEC filings also name Kenneth at 2 other registered advisers.
Firms and roles
- Pinnacle Investments, LLCFinopBroker-dealer firm · East Syracuse, NY · $1.3B in regulatory assets
- Conning Investment Products, Inc.FinopBroker-dealer firm · Hartford, CT · $572M in regulatory assets
- Bfinance US LTD.Finop/cfoBroker-dealer firm · London, United Kingdom · $0M in regulatory assets
AtlasMembers
Kenneth’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
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Colleagues named on the same filings (10)
- Eric Douglas KrouseCOO / Options Principal, Pinnacle Investments, LLC
- Benjamin R. QuiltyChief Executive Officer, Pinnacle Investments, LLC
- John M. IvanChief Compliance Officer, Pinnacle Investments, LLC
- Robert S. PearceManaging Director, Chief Compliance Officer, Conning Investment Products, Inc.
- Linwood E. BradfordChair Board of Directors, Conning Investment Products, Inc.
5 more people named with Kenneth on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kenneth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.