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Member, Manager and Chief Executive Officer · Ellis Financial Planning

Kathy B. Ellis

CRD 2537108 · Named on Form ADV at one SEC-registered adviser

At a glance

Ellis Financial Planning, an SEC-registered wealth manager based in Clarksville, TN with $181 million in regulatory assets, lists Kathy B. Ellis on its Form ADV as Member, Manager and Chief Executive Officer, a control person.

Firms and roles

  • Ellis Financial PlanningMember, Manager and Chief Executive OfficerWealth manager · Clarksville, TN · $181M in regulatory assets

AtlasMembers

Kathy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Sonia A. GoforthChief Compliance Officer, Ellis Financial Planning
  • Eric E. EllisMember, Manager, President and Chief Operating Officer, Ellis Financial Planning

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.