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Chief Compliance Officer · Duncan Williams Asset Management, LLC

Sonia A. Goforth

CRD 2544170 · Named on Form ADV at 11 SEC-registered advisers

At a glance

Duncan Williams Asset Management, LLC, an SEC-registered asset manager based in Memphis, TN with $2.7 billion in regulatory assets, lists Sonia A. Goforth on its Form ADV as Chief Compliance Officer. The SEC filings also name Sonia at 10 other registered advisers.

Firms and roles

AtlasMembers

Sonia’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
11 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (21)

  • Kyle H. GowenChief Investment Officer, Duncan Williams Asset Management, LLC
  • Duncan F. WilliamsMember; Chairman of Board of Managers, Duncan Williams Asset Management, LLC
  • Patrick T. BurnettMember of Board of Managers, Duncan Williams Asset Management, LLC
  • David N. ScullyManager; President, Duncan Williams Asset Management, LLC
  • Franklin F. ReidMember of Board of Managers, Duncan Williams Asset Management, LLC

16 more people named with Sonia on the same filings, with titles and firms. Free in Atlas with a free account.

See all 21 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sonia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.