Chief Compliance Officer · Vanguard Global Advisers, LLC
Katherine M. Pope
CRD 5772339 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Vanguard Global Advisers, LLC, an SEC-registered private fund adviser based in Malvern, PA with $249.7 billion in regulatory assets, lists Katherine M. Pope on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Katherine at 1 other registered adviser.
Firms and roles
- Vanguard Global Advisers, LLCChief Compliance OfficerPrivate fund adviser · Malvern, PA · $250B in regulatory assets
- Vanguard Alternative Assets Adviser, LLCChief Compliance OfficerAsset manager · Malvern, PA · $0M in regulatory assets
AtlasMembers
Katherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Gregory DavisChairman of the Board, Manager, and Chief Investment Officer, Vanguard Global Advisers, LLC
- Laura J. MerianosManager, Vanguard Global Advisers, LLC
- Sujatha A. SrinivasanManager, Vanguard Global Advisers, LLC
- Carrie A. SimonsChief Financial Officer, Vanguard Global Advisers, LLC
- William R. StoutManager, Chair, Vanguard Alternative Assets Adviser, LLC
3 more people named with Katherine on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.