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Director · Open Window Financial Solutions, LTD.

Joseph R. Hollen

CRD 4801382 · Named on Form ADV at one SEC-registered adviser

At a glance

Open Window Financial Solutions, LTD., an SEC-registered wealth manager based in Reno, NV with $284 million in regulatory assets, lists Joseph R. Hollen on its Form ADV as Director, a control person.

Firms and roles

AtlasMembers

Joseph’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Eric A. HollenPresident, Chief Compliance Officer, Open Window Financial Solutions, LTD.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.