President, Chief Compliance Officer · Open Window Financial Solutions, LTD.
Eric A. Hollen
CRD 6004171 · Named on Form ADV at one SEC-registered adviser
At a glance
Open Window Financial Solutions, LTD., an SEC-registered wealth manager based in Reno, NV with $284 million in regulatory assets, lists Eric A. Hollen on its Form ADV as President, Chief Compliance Officer, a control person.
Firms and roles
- Open Window Financial Solutions, LTD.President, Chief Compliance OfficerWealth manager · Reno, NV · $284M in regulatory assets
AtlasMembers
Eric’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Joseph R. HollenDirector, Open Window Financial Solutions, LTD.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Eric’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.