Chairman & CEO · Capitol Securities Management, Inc.
Joseph Aristotle Jianos
CRD 1374020 · Named on Form ADV at one SEC-registered adviser
At a glance
Capitol Securities Management, Inc., an SEC-registered broker-dealer firm based in Glen Allen, VA with $2.2 billion in regulatory assets, lists Joseph Aristotle Jianos on its Form ADV as Chairman & CEO, a control person.
Firms and roles
- Capitol Securities Management, Inc.Chairman & CEOBroker-dealer firm · Glen Allen, VA · $2.2B in regulatory assets
AtlasMembers
Joseph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 4 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Joseph’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Katherine Rose HallbergChief Compliance Officer, Capitol Securities Management, Inc.
- Edward Lee WetherellChief Strategy Officer, Capitol Securities Management, Inc.
- James Louis WallaceChief Operating Officer, Capitol Securities Management, Inc.
- Irina ZubovDirector of Finance, Capitol Securities Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.