Chief Compliance Officer · TAG Associates LLC
Jorge L. Gonzalez
CRD 5029188 · Named on Form ADV at 2 SEC-registered advisers
At a glance
TAG Associates LLC, an SEC-registered wealth manager based in New York, NY with $7.1 billion in regulatory assets, lists Jorge L. Gonzalez on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Jorge at 1 other registered adviser.
Firms and roles
- TAG Associates LLCChief Compliance OfficerWealth manager · New York, NY · $7.1B in regulatory assets
- TAG Associates Florida LLCChief Compliance OfficerWealth manager · New York, NY · $35M in regulatory assets
AtlasMembers
Jorge’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Gary L. FuhrmanChairman of TAG Associates & TAG Holdings, TAG Associates LLC
- David E. BasnerChief Executive Officer, TAG Associates LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jorge’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.