Wealth manager, independent · New York, NY
TAG Associates LLC
SEC-registered investment adviser · CRD 116959 · SEC 801-60908
At a glance
TAG Associates LLC is an SEC-registered investment adviser based in New York, New York, with $7.1B in regulatory assets under management as of its Form ADV filed June 26, 2026. It reports 80 individual clients, 80 of them high-net-worth, holding an average of about $86 million each, and 71 employees. That ranks it 152nd among the nation’s 5,657 independent wealth management RIAs and 18th of 408 in New York. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 212-275-1500tagassoc.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $7.1B
- Rank among independent wealth managers
- #152 of 5,657
- Rank among all SEC RIAs
- #1,682 of 17,210
- Rank in New York
- #18 of 408
- Individual clients
- 80
- High-net-worth clients
- 80
- Accounts
- 1,366
- Discretionary
- 5% of AUM
- Employees
- 71
- Advisory staff
- 23
- Offices
- 2
Owners and executives on its Form ADV
- Gary L. FuhrmanChairman of TAG Associates & TAG Holdings
- Jorge L GonzalezChief Compliance Officer
- David E. BasnerChief Executive Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
TAG Associates LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 80 | $6.9B | 97% |
| Pooled investment vehicles | 10 | $202M | 3% |
| Pension and profit sharing plans | – | $8M | <1% |
Private funds
TAG Associates LLC reports 10 private funds with $316M in gross assets: hedge funds, private equity funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
TAG Associates LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗tagassoc.com ↗
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The full record on TAG Associates LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 585 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New York
All of New York →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Joel Isaacson & Co., LLCNew York | $9.3B | 1,267 |
| Douglas C. Lane & AssociatesNew York | $8.4B | 1,084 |
| Ingalls Investment Management, LLCNew York | $7.8B | 4,245 |
| Cannell & Spears LLCNew York | $7.0B | 2,394 |
| Stelac Advisory Services LLCNew York | $6.3B | 98 |
| J. Safra Asset Management CorporationNew York City | $6.3B | 3,374 |
Background
Questions
How much does TAG Associates LLC manage?
TAG Associates LLC reports $7.1B in regulatory assets under management across 1,366 accounts, 5% of it on a discretionary basis, on its Form ADV filed June 26, 2026.
How many clients does TAG Associates LLC have?
It reports 80 individual clients: 80 high-net-worth individuals and 0 other individuals. Individuals account for about 97% of its regulatory assets.
Where is TAG Associates LLC headquartered?
Its main office is in New York, New York. It reports 2 offices in total and 71 employees, 23 of whom perform investment advisory functions.
How does TAG Associates LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does TAG Associates LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed June 26, 2026, it reports these amounts held: Charles Schwab ($1.5B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is TAG Associates LLC a hybrid RIA with a broker-dealer?
TAG Associates LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is TAG Associates LLC a fiduciary?
As an SEC-registered investment adviser, TAG Associates LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is TAG Associates LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →