Chairman · Hilltop Securities Inc.
Jonathan Scott Sobel
CRD 1540818 · Named on Form ADV at one SEC-registered adviser
At a glance
Hilltop Securities Inc., an SEC-registered broker-dealer firm based in Dallas, TX with $2.5 billion in regulatory assets, lists Jonathan Scott Sobel on its Form ADV as Chairman, a control person.
Firms and roles
- Hilltop Securities Inc.ChairmanBroker-dealer firm · Dallas, TX · $2.5B in regulatory assets
AtlasMembers
Jonathan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (9)
- Laura LeventhalBoard Director, Hilltop Securities Inc.
- Joseph Michael EdgeChief Financial Officer, Hilltop Securities Inc.
- Brian Lane WittnebenGeneral Counsel/secretary, Hilltop Securities Inc.
- David King MedanichBoard Director, Hilltop Securities Inc.
- Laura Bonnell AlexanderBoard Director, Hilltop Securities Inc.
4 more people named with Jonathan on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jonathan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.