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Board Director · Hilltop Securities Inc.

Laura Leventhal

CRD 1175259 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Hilltop Securities Inc., an SEC-registered broker-dealer firm based in Dallas, TX with $2.5 billion in regulatory assets, lists Laura Leventhal on its Form ADV as Board Director, a control person. The SEC filings also name Laura at 1 other registered adviser.

Firms and roles

AtlasMembers

Laura’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

5 more people named with Laura on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Laura’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.