President · Pacific Capital Associates
John M. Simon
CRD 4100566 · Named on Form ADV at one SEC-registered adviser
At a glance
Pacific Capital Associates, an SEC-registered wealth manager based in SAN Diego, CA with $259 million in regulatory assets, lists John M. Simon on its Form ADV as President, a control person.
Firms and roles
- Pacific Capital AssociatesPresidentWealth manager · SAN Diego, CA · $259M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Richard E. ToscanoVice President, Pacific Capital Associates
- Victoria M. HookerChief Compliance Officer, Pacific Capital Associates
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.