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President, Chief Compliance Officer, Chief Information Security Officer · J.K. Financial, Inc.

John A. Kvale

CRD 2047457 · Named on Form ADV at one SEC-registered adviser

At a glance

J.K. Financial, Inc., an SEC-registered wealth manager based in Dallas, TX with $196 million in regulatory assets, lists John A. Kvale on its Form ADV as President, Chief Compliance Officer, Chief Information Security Officer, a control person.

Firms and roles

  • J.K. Financial, Inc.President, Chief Compliance Officer, Chief Information Security OfficerWealth manager · Dallas, TX · $196M in regulatory assets

AtlasMembers

John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.