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Executive Officer · J.K. Financial, Inc.

Donald W. Capone

CRD 4439111 · Named on Form ADV at one SEC-registered adviser

At a glance

J.K. Financial, Inc., an SEC-registered wealth manager based in Dallas, TX with $196 million in regulatory assets, lists Donald W. Capone on its Form ADV as Executive Officer.

Firms and roles

AtlasMembers

Donald’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • John A. KvalePresident, Chief Compliance Officer, Chief Information Security Officer, J.K. Financial, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Donald’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.