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President/chief Compliance Officer/cfo/director · Plan Financial

John R. Hooper

CRD 1573967 · Named on Form ADV at one SEC-registered adviser

At a glance

Plan Financial, an SEC-registered wealth manager based in Fresno, CA with $195 million in regulatory assets, lists John R. Hooper on its Form ADV as President/chief Compliance Officer/cfo/director, a control person.

Firms and roles

  • Plan FinancialPresident/chief Compliance Officer/cfo/directorWealth manager · Fresno, CA · $195M in regulatory assets

AtlasMembers

John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.