SR. Managing Director · Guggenheim Investments
Joanna M. Catalucci
CRD 4148421 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Guggenheim Investments, an SEC-registered asset manager based in New York, NY with $8.0 billion in regulatory assets, lists Joanna M. Catalucci on its Form ADV as SR. Managing Director, a control person. The SEC filings also name Joanna at 2 other registered advisers.
Firms and roles
- Guggenheim InvestmentsSR. Managing DirectorAsset manager · New York, NY · $8.0B in regulatory assets
- Guggenheim InvestmentsSR. Managing DirectorAsset manager · Chicago, IL · $4.1B in regulatory assets
- Guggenheim Wealth Solutions, LLCChief Compliance OfficerAsset manager · Santa Monica, CA · $371M in regulatory assets
AtlasMembers
Joanna’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (10)
- Amy Jo LeeGeneral Counsel, Secretary, and SR. Managing Director, Guggenheim Investments
- Michael P. ByrumSR. Managing Director, Guggenheim Investments
- Amy L. DammanAssistant Treasurer, Guggenheim Investments
- Dustan R. BeierChief Financial Officer & Treasurer, Guggenheim Investments
- Margaux M. MisantoneChief Compliance Officer, Guggenheim Investments
5 more people named with Joanna on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joanna’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.