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Chief Financial Officer & Treasurer · Guggenheim Investments

Dustan R. Beier

CRD 6552192 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Guggenheim Investments, an SEC-registered asset manager based in New York, NY with $8.0 billion in regulatory assets, lists Dustan R. Beier on its Form ADV as Chief Financial Officer & Treasurer, a control person. The SEC filings also name Dustan at 1 other registered adviser.

Firms and roles

  • Guggenheim InvestmentsChief Financial Officer & TreasurerAsset manager · New York, NY · $8.0B in regulatory assets
  • Guggenheim InvestmentsChief Financial Officer and TreasurerAsset manager · Chicago, IL · $4.1B in regulatory assets

AtlasMembers

Dustan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Dustan on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dustan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.