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Principal Financial Officer · RBC Capital Markets, LLC

Jennifer Lee Ricatti

CRD 4404128 · Named on Form ADV at one SEC-registered adviser

At a glance

RBC Capital Markets, LLC, an SEC-registered broker-dealer firm based in New York, NY with $310.4 billion in regulatory assets, lists Jennifer Lee Ricatti on its Form ADV as Principal Financial Officer, a control person.

Firms and roles

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Jennifer’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

4 more people named with Jennifer on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jennifer’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.