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Executive Vice President of Investments · Richard P. Slaughter Associates, Inc.

James A. Sherrard

CRD 6056540 · Named on Form ADV at one SEC-registered adviser

At a glance

Richard P. Slaughter Associates, Inc., an SEC-registered wealth manager based in Austin, TX with $905 million in regulatory assets, lists James A. Sherrard on its Form ADV as Executive Vice President of Investments, a control person.

Firms and roles

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Brooks C. SlaughterChief Investment Officer, Chief Compliance Officer, Richard P. Slaughter Associates, Inc.
  • Darby S. ArmontChief Executive Officer, Richard P. Slaughter Associates, Inc.
  • Ann M. NowellChief Operating Officer, Richard P. Slaughter Associates, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.