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Chief Investment Officer, Chief Compliance Officer · Richard P. Slaughter Associates, Inc.

Brooks C. Slaughter

CRD 2313765 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Richard P. Slaughter Associates, Inc., an SEC-registered wealth manager based in Austin, TX with $905 million in regulatory assets, lists Brooks C. Slaughter on its Form ADV as Chief Investment Officer, Chief Compliance Officer, a control person. The SEC filings also name Brooks at 1 other registered adviser.

Firms and roles

AtlasMembers

Brooks’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Darby S. ArmontChief Executive Officer, Richard P. Slaughter Associates, Inc.
  • Ann M. NowellChief Operating Officer, Richard P. Slaughter Associates, Inc.
  • James A. SherrardExecutive Vice President of Investments, Richard P. Slaughter Associates, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brooks’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.