President · BPS Wealth Advisors, Inc.
James Rafoth
CRD 2243194 · Named on Form ADV at one SEC-registered adviser
At a glance
BPS Wealth Advisors, Inc., an SEC-registered asset manager based in Canfield, OH with $1.1 billion in regulatory assets, lists James Rafoth on its Form ADV as President, a control person.
Firms and roles
- BPS Wealth Advisors, Inc.PresidentAsset manager · Canfield, OH · $1.1B in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Robert L SmallwoodTreasurer, BPS Wealth Advisors, Inc.
- Bradley A. WalkerChief Compliance Officer, BPS Wealth Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.