Chief Compliance Officer · BPS Wealth Advisors, Inc.
Bradley A. Walker
CRD 3146727 · Named on Form ADV at one SEC-registered adviser
At a glance
BPS Wealth Advisors, Inc., an SEC-registered asset manager based in Canfield, OH with $1.1 billion in regulatory assets, lists Bradley A. Walker on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- BPS Wealth Advisors, Inc.Chief Compliance OfficerAsset manager · Canfield, OH · $1.1B in regulatory assets
AtlasMembers
Bradley’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- James RafothPresident, BPS Wealth Advisors, Inc.
- Robert L SmallwoodTreasurer, BPS Wealth Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bradley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.