Chief Compliance Officer · Concentric
James D. McCall
CRD 4488129 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Concentric, an SEC-registered wealth manager based in Walnut Creek, CA with $13.9 billion in regulatory assets, lists James D. McCall on its Form ADV as Chief Compliance Officer. The SEC filings also name James at 2 other registered advisers.
Firms and roles
- ConcentricChief Compliance OfficerWealth manager · Walnut Creek, CA · $14B in regulatory assets
- Archean Capital Partners II, L.L.C.Chief Compliance OfficerPrivate fund adviser · Newtown Square, PA · $528M in regulatory assets
- Cambrian Capital Management, L.L.C.Chief Compliance OfficerPrivate fund adviser · Newtown Square, PA · $344M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (10)
- Rahul N. AgrawalPresident/chief Investment Officer, Concentric
- Charles P. KeatesGeneral Counsel, Concentric
- Ralph M. StudleyChief Revenue Officer, Concentric
- Christopher R. RyanManagement Committee Member, Archean Capital Partners II, L.L.C.
- Marie BoberSenior Compliance Officer, Archean Capital Partners II, L.L.C.
5 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.