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General Counsel · Pathstone

Charles P. Keates

CRD 4478687 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Pathstone, an SEC-registered wealth manager based in Englewood, NJ with $110.3 billion in regulatory assets, lists Charles P. Keates on its Form ADV as General Counsel, a control person. The SEC filings also name Charles at 3 other registered advisers.

Firms and roles

  • PathstoneGeneral CounselWealth manager · Englewood, NJ · $110B in regulatory assets
  • Archean Capital Partners II, L.L.C.Management Committee MemberPrivate fund adviser · Newtown Square, PA · $528M in regulatory assets
  • ConcentricGeneral CounselWealth manager · Walnut Creek, CA · $14B in regulatory assets
  • Cambrian Capital Management, L.L.C.Management & Investment Committee MemberPrivate fund adviser · Newtown Square, PA · $344M in regulatory assets

AtlasMembers

Charles’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (16)

11 more people named with Charles on the same filings, with titles and firms. Free in Atlas with a free account.

See all 16 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.