Member · RFG Advisory, LLC
James G. Brown
CRD 5952970 · Named on Form ADV at 3 SEC-registered advisers
At a glance
RFG Advisory, LLC, an SEC-registered wealth manager based in Vestavia Hills, AL with $8.0 billion in regulatory assets, lists James G. Brown on its Form ADV as Member, a control person. The SEC filings also name James at 2 other registered advisers.
Firms and roles
- RFG Advisory, LLCMemberWealth manager · Vestavia Hills, AL · $8.0B in regulatory assets
- Long Ridge Equity PartnersManaging Partner / Limited PartnerPrivate fund adviser · New York, NY · $2.1B in regulatory assets
- Freedom Investment Management, Inc.ShareholderWealth manager · South Windsor, CT · $569M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Bobby R. WhiteManaging Member and Executive Chairman, RFG Advisory, LLC
- Frederick G. WedellChief Investment Officer, RFG Advisory, LLC
- Richard H. OhlrichChief Compliance Officer, RFG Advisory, LLC
- Shannon P. SpotswoodChief Executive Officer, RFG Advisory, LLC
- Edward C. SwensonPresident, RFG Advisory, LLC
7 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.