President · RFG Advisory, LLC
Edward C. Swenson
CRD 4084124 · Named on Form ADV at one SEC-registered adviser
At a glance
RFG Advisory, LLC, an SEC-registered wealth manager based in Vestavia Hills, AL with $8.0 billion in regulatory assets, lists Edward C. Swenson on its Form ADV as President, a control person.
Firms and roles
- RFG Advisory, LLCPresidentWealth manager · Vestavia Hills, AL · $8.0B in regulatory assets
AtlasMembers
Edward’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Bobby R. WhiteManaging Member and Executive Chairman, RFG Advisory, LLC
- Frederick G. WedellChief Investment Officer, RFG Advisory, LLC
- Richard H. OhlrichChief Compliance Officer, RFG Advisory, LLC
- Shannon P. SpotswoodChief Executive Officer, RFG Advisory, LLC
- Douglas S. NelsonCFO, RFG Advisory, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Edward’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.