Chief Compliance Officer · Newton Investment Management North America
Jaime R. Utano
CRD 4247983 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Newton Investment Management North America, an SEC-registered asset manager based in Boston, MA with $59.2 billion in regulatory assets, lists Jaime R. Utano on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Jaime at 1 other registered adviser.
Firms and roles
- Newton Investment Management North AmericaChief Compliance OfficerAsset manager · Boston, MA · $59B in regulatory assets
- BNY Mellon Advisors, Inc.Chief Compliance OfficerWealth manager · New York, NY · $33B in regulatory assets
AtlasMembers
Jaime’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Brock A. CampbellChief Executive Officer, Newton Investment Management North America
- David C. LeducManager, Newton Investment Management North America
- Kimberly A. Mackenzie-PermanManager, Newton Investment Management North America
- Cristina M. RiceSecretary, BNY Mellon Advisors, Inc.
- Ainslie SimmondsDirector, BNY Mellon Advisors, Inc.
4 more people named with Jaime on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jaime’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.