Asset manager · Boston, MA
Newton Investment Management North America
Newton Investment Management North America LLC · SEC-registered investment adviser · CRD 312937 · SEC 801-120501
At a glance
Newton Investment Management North America is an SEC-registered investment adviser based in Boston, Massachusetts, with $59.2 billion in regulatory assets under management as of its Form ADV filed May 29, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 190th of 3,218 asset managers and 386th of 17,210 SEC-registered advisers by assets.
Main office 617-248-3000newtonim.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $59B
- Rank among asset managers
- #190 of 3,218
- Rank among all SEC RIAs
- #386 of 17,210
- Rank in Massachusetts
- #37 of 627
- Clients
- 160
- Accounts
- 160
- Discretionary
- 100% of AUM
- Employees
- 88
- Advisory staff
- 55
- Offices
- 4
Owners and executives on its Form ADV
- Jaime R. UtanoChief Compliance Officer
- Brock A. CampbellChief Executive Officer
- David C. LeducManager
- Kimberly A. Mackenzie-PermanManager
Custody and brokerage
Broker-dealer
Hybrid RIA
Newton Investment Management North America is a hybrid RIA: 12 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: BNY Mellon Asset Management Canada Limited, BNY Mellon Capital Markets, LLC, BNY Mellon Fund Management (luxembourg) S.A., BNY Mellon Investment Management Emea Limited, BNY Mellon Investment Management Hong Kong Limited, BNY Mellon Securities Corporation, BNY Mellon Servicos Financeiros Distribuidora De Titulos E Valores Mobiliarios (dtvm) S.A., Pershing (channel Islands) Limited, Pershing Advisor Solutions LLC, Pershing LLC, Pershing Limited, Pershing Securities Canada Limited, Pershing Securities International Limited, Pershing Securities Limited, Pershing Securities Singapore Private Limited, The Bank of New York Mellon Securities Company Japan Limited and The Bank of New York Mellon, S.a., Institucion De Banca Multiple.
- BNY Mellon Asset Management Canada Limited
- BNY Mellon Capital Markets, LLC ↗CRD 17454
An introducing broker-dealer: its trades clear through Pershing, which holds the brokerage accounts. Its annual audited report filed with the SEC, April 2026
- BNY Mellon Fund Management (luxembourg) S.A. ↗CRD 283267
- BNY Mellon Investment Management Emea Limited
- BNY Mellon Investment Management Hong Kong Limited
- BNY Mellon Securities Corporation ↗CRD 231
- BNY Mellon Servicos Financeiros Distribuidora De Titulos E Valores Mobiliarios (dtvm) S.A.
- Pershing (channel Islands) Limited
- Pershing Advisor Solutions LLC ↗CRD 36671
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
- Pershing LLC ↗CRD 7560
- Pershing Limited
- Pershing Securities Canada Limited
- Pershing Securities International Limited
- Pershing Securities Limited
- Pershing Securities Singapore Private Limited
- The Bank of New York Mellon Securities Company Japan Limited
- The Bank of New York Mellon, S.a., Institucion De Banca Multiple
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 41 | $36B | 61% |
| Pooled investment vehicles | 58 | $17B | 28% |
| Pension and profit sharing plans | 24 | $3.4B | 6% |
| State or municipal government entities | 22 | $2.0B | 3% |
| Other investment advisers | 7 | $464M | <1% |
| Charitable organizations | 5 | $389M | <1% |
| Insurance companies | 1 | $220M | <1% |
| Corporations or other businesses | 1 | $64M | <1% |
| Banking or thrift institutions | 1 | $38M | <1% |
Disciplinary disclosures
Newton Investment Management North America answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗newtonim.com ↗
AtlasMembers
The full record on Newton Investment Management North America
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 288 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 5Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Newton Investment Management North America manage?
Newton Investment Management North America reports $59.2 billion in regulatory assets under management across 160 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 29, 2026.
What kind of firm is Newton Investment Management North America?
Newton Investment Management North America is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Newton Investment Management North America’s clients?
By assets, its largest client types are investment companies ($35.9 billion, 41 clients); pooled investment vehicles ($16.8 billion, 58 clients); pension and profit sharing plans ($3.4 billion, 24 clients).
Does Newton Investment Management North America have any disciplinary history?
Newton Investment Management North America answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Newton Investment Management North America’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →