Chief Compliance Officer · Tradewinds, LLC
Ian D. Meiksins
CRD 6911401 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Tradewinds, LLC, an SEC-registered wealth manager based in Raleigh, NC with $659 million in regulatory assets, lists Ian D. Meiksins on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Ian at 1 other registered adviser.
Firms and roles
- Tradewinds, LLCChief Compliance OfficerWealth manager · Raleigh, NC · $659M in regulatory assets
- Goldstone Financial Group, LLCChief Compliance OfficerWealth manager · Oakbrook Terrace, IL · $1.1B in regulatory assets
AtlasMembers
Ian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Timothy M. WhitneyChief Executive Officer, Tradewinds, LLC
- Stephanie R. WilliamsPresident, Tradewinds, LLC
- Jessica B DeboldPresident, Goldstone Financial Group, LLC
- Anthony PellegrinoOwner/managing Member, Goldstone Financial Group, LLC
- Brian R. KorienekMinority Owner, Goldstone Financial Group, LLC
2 more people named with Ian on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.