Wealth manager, independent · Oakbrook Terrace, IL
Goldstone Financial Group, LLC
SEC-registered investment adviser · CRD 222520 · SEC 801-99350
At a glance
Goldstone Financial Group, LLC is an SEC-registered investment adviser based in Oakbrook Terrace, Illinois, with $1.1B in regulatory assets under management as of its Form ADV filed March 31, 2026. It reports 1,675 individual clients, 208 of them high-net-worth, holding an average of about $0.6 million each, and 43 employees. That ranks it 1048th among the nation’s 5,657 independent wealth management RIAs and 41st of 226 in Illinois. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 630-620-9300goldstonefinancialgroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among independent wealth managers
- #1,048 of 5,657
- Rank among all SEC RIAs
- #5,218 of 17,210
- Rank in Illinois
- #41 of 226
- Individual clients
- 1,675
- High-net-worth clients
- 208
- Accounts
- 4,448
- Discretionary
- 100% of AUM
- Employees
- 43
- Advisory staff
- 13
- Offices
- 17
Owners and executives on its Form ADV
- Jessica B DeboldPresident
- Anthony PellegrinoOwner/managing Member
- Brian R. KorienekMinority Owner
- Ian D. MeiksinsChief Compliance Officer
- Matthew R. RiceChief Investment Officer
- Stephen M. LapointeChief Operations Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Goldstone Financial Group, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 1,467 | $589M | 56% |
| High-net-worth individuals | 208 | $465M | 44% |
Disciplinary disclosures
Goldstone Financial Group, LLC answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗goldstonefinancialgroup.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,407 peers of its type and size
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- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Illinois
All of Illinois →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Evergreen WealthSpringfield | $1.2B | 573 |
| Lake StreetChicago | $1.2B | 598 |
| Arthur M. Cohen & Associates LLCNorthbrook | $1.1B | 189 |
| CoyleGlenview | $1.0B | 438 |
| Burling Wealth PartnersChicago | $1.0B | 250 |
Background
Questions
How much does Goldstone Financial Group, LLC manage?
Goldstone Financial Group, LLC reports $1.1B in regulatory assets under management across 4,448 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
How many clients does Goldstone Financial Group, LLC have?
It reports 1,675 individual clients: 208 high-net-worth individuals and 1,467 other individuals. Individuals account for about 100% of its regulatory assets.
Where is Goldstone Financial Group, LLC headquartered?
Its main office is in Oakbrook Terrace, Illinois. It reports 17 offices in total and 43 employees, 13 of whom perform investment advisory functions.
How does Goldstone Financial Group, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Goldstone Financial Group, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 31, 2026, it reports these amounts held: Charles Schwab ($955M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Goldstone Financial Group, LLC a hybrid RIA with a broker-dealer?
Goldstone Financial Group, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Goldstone Financial Group, LLC a fiduciary?
As an SEC-registered investment adviser, Goldstone Financial Group, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Goldstone Financial Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →