NON Executive Director Rathbones Investment Management LTD · Rathbones
Iain A. Cummings
CRD 7450597 · Named on Form ADV at one SEC-registered adviser
At a glance
Rathbones, an SEC-registered wealth manager based in Liverpool, United Kingdom with $135.1 billion in regulatory assets, lists Iain A. Cummings on its Form ADV as NON Executive Director Rathbones Investment Management LTD.
Firms and roles
- RathbonesNON Executive Director Rathbones Investment Management LTDWealth manager · Liverpool, United Kingdom · $135B in regulatory assets
AtlasMembers
Iain’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Sarah F. GentlemanNON Executive Director Rathbones Investment Management LTD, Rathbones
- Dharmash P. MistryNON Executive Director Rathbones Investment Management LTD, Rathbones
- Terri L. DuhonNON Executive Director Rathbones Investment Management LTD, Rathbones
- Clive C. BannisterChairman Rathbones Investment Management LTD, Rathbones
- Iain W. HooleyChief Financial Officer and Executive Director, Rathbones
3 more people named with Iain on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Iain’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.