Chief Financial Officer and Executive Director · Rathbones
Iain W. Hooley
CRD 7851053 · Named on Form ADV at one SEC-registered adviser
At a glance
Rathbones, an SEC-registered wealth manager based in Liverpool, United Kingdom with $135.1 billion in regulatory assets, lists Iain W. Hooley on its Form ADV as Chief Financial Officer and Executive Director, a control person.
Firms and roles
- RathbonesChief Financial Officer and Executive DirectorWealth manager · Liverpool, United Kingdom · $135B in regulatory assets
AtlasMembers
Iain’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Sarah F. GentlemanNON Executive Director Rathbones Investment Management LTD, Rathbones
- Dharmash P. MistryNON Executive Director Rathbones Investment Management LTD, Rathbones
- Terri L. DuhonNON Executive Director Rathbones Investment Management LTD, Rathbones
- Clive C. BannisterChairman Rathbones Investment Management LTD, Rathbones
- Iain A. CummingsNON Executive Director Rathbones Investment Management LTD, Rathbones
3 more people named with Iain on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Iain’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.