Adviser and broker representative · Cetera Investment Advisers LLC
Howard L. Gregg IV
CRD 2313353 · Lock Haven, PA
At a glance
Howard L. Gregg IV is an investment adviser representative with Cetera Investment Advisers LLC in Lock Haven, PA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Howard’s SEC record dates to 2016, about 10 years ago. Howard is also registered as a broker representative.
Current advisory firm
- Cetera Investment Advisers LLCSince June 2023Lock Haven, PA · $257B in regulatory assets
SEC adviser record
- Registered since
- 2016 (10 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Howard’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.