General Counsel · 5clp Advisor
Gregory D. Shalette
CRD 7969403 · Named on Form ADV at 2 SEC-registered advisers
At a glance
5clp Advisor, an SEC-registered asset manager based in New York, NY with $602 million in regulatory assets, lists Gregory D. Shalette on its Form ADV as General Counsel, a control person. The SEC filings also name Gregory at 1 other registered adviser.
Firms and roles
- 5clp AdvisorGeneral CounselAsset manager · New York, NY · $602M in regulatory assets
- 5c AdvisorGeneral CounselPrivate fund adviser · New York, NY · $262M in regulatory assets
AtlasMembers
Gregory’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Thomas G. ConnollyCo-Founder and Co-Managing Partner, 5clp Advisor
- Michael E. KoesterCo-Founder and Co-Managing Partner, 5clp Advisor
- Paul L. DeitchChief Operating Officer, 5clp Advisor
- Jason T. RoosChief Financialofficer, 5clp Advisor
- Susan L. TerenzioChief Compliance Officer, 5clp Advisor
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gregory’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.